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  2. SECTOR : COMMERCIAL SERVICES & SUPPLIES
  3. INDUSTRY : MISCELLANEOUS COMMERCIAL SERVICES
  4. PERFORMANT FINANCIAL CORP
Performant Financial Corp XNAS: PHLT

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Insider Trading disclosures for Performant Fin Corp

The latest disclosure was made by Shantanu Agrawal in Performant Fin Corp where a trade of 25,251 Restricted Stock Units done was reported to US exchanges on Oct. 21, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Shantanu Agrawal Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 25,251 0 - - Restricted Stock Units
William D. Hansen Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 464,115 0 (0%) 0% - Common Stock
William D. Hansen Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 35,616 0 - - Restricted Stock Units
Bradley M. Fluegel Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 477,610 0 (0%) 0% - Common Stock
Bradley M. Fluegel Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 35,616 0 - - Restricted Stock Units
Lisa C. Im Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 1,229,413 0 (0%) 2% - Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 198,319 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 198,320 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 105,789 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 118,419 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 91,724 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 91,724 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 41,538 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 25,000 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 619,309 0 (0%) 1% - Common Stock, par value $0.0001 per share
James LaCamp Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 35,616 0 - - Restricted Stock Units
Shantanu Agrawal Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 44,430 0 (0%) 0% - Common Stock
Shantanu Agrawal Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 35,616 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 39,336 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 43,589 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 48,792 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 91,597 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 91,596 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 23,162 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 54,181 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 54,180 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 10,000 0 - - Non-Qualified Stock Options
Rohit Ramchandani Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 299,101 0 (0%) 0% - Common Stock, par value $0.0001 per share
James LaCamp Director Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Oct 2025 417,220 0 (0%) 0% - Common Stock
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.61 per share. 18 Aug 2025 26,972 299,101 (0%) 0% 7.6 205,257 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Aug 2025 54,181 54,181 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Aug 2025 54,181 326,073 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Aug 2025 91,725 655,128 (1%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.61 per share. 18 Aug 2025 35,819 619,309 (1%) 0% 7.6 272,583 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Aug 2025 91,725 91,724 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2025 15,525 279,621 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.61 per share. 14 Aug 2025 7,729 271,892 (0%) 0% 7.6 58,818 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2025 15,525 0 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2025 20,250 571,311 (1%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.61 per share. 14 Aug 2025 7,908 563,403 (1%) 0% 7.6 60,180 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2025 20,250 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.61 per share. 12 Aug 2025 10,688 264,096 (0%) 0% 7.6 81,389 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2025 21,469 43,589 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2025 21,469 274,784 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.61 per share. 12 Aug 2025 20,348 551,061 (1%) 0% 7.6 154,950 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2025 52,105 571,409 (1%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2025 52,105 105,789 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 41,538 41,538 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 41,538 511,465 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 39,476 118,419 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.63 per share. 11 Aug 2025 15,416 519,304 (0%) 0% 7.6 117,624 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 39,476 534,720 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.63 per share. 11 Aug 2025 16,221 495,244 (0%) 0% 7.6 123,766 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 16,267 48,792 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 23,162 23,162 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.63 per share. 11 Aug 2025 8,098 253,315 (0%) 0% 7.6 61,788 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 23,162 256,677 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2025 16,267 261,413 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.63 per share. 11 Aug 2025 11,531 245,146 (0%) 0% 7.6 87,982 Common Stock, par value $0.0001 per share
William D. Hansen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jul 2025 35,616 35,616 - - Restricted Stock Units
Bradley M. Fluegel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jul 2025 35,616 35,616 - - Restricted Stock Units
James LaCamp Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jul 2025 35,616 35,616 - - Restricted Stock Units
Eric Yanagi Director Other type of transaction at price $ 0.00 per share. 28 Jul 2025 35,616 381,835 (0%) 0% 0 Common Stock, $0.0001 par value
Shantanu Agrawal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jul 2025 35,616 35,616 - - Restricted Stock Units
Lisa C. Im Director Sale of securities on an exchange or to another person at price $ 3.25 per share. 03 Jun 2025 180,867 1,229,413 (2%) 0% 3.3 587,818 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 45,862 91,724 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 13,112 224,388 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 13,112 39,705 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. 14 May 2025 12,104 233,515 (0%) 0% 2.6 31,349 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 27,090 245,619 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. 14 May 2025 5,859 218,529 (0%) 0% 2.6 15,175 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 27,090 54,180 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. 14 May 2025 9,088 440,736 (0%) 0% 2.6 23,538 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 25,000 449,824 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. 14 May 2025 16,671 469,927 (0%) 0% 2.6 43,178 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 25,000 25,000 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2025 45,862 486,598 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 May 2025 198,320 198,320 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 May 2025 198,319 396,639 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 May 2025 91,597 91,597 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 May 2025 91,596 183,193 - - Restricted Stock Units
Lisa C. Im Director Sale of securities on an exchange or to another person at price $ 3.26 per share. 10 Dec 2024 6,154 1,410,280 (2%) 0% 3.3 20,052 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 41,538 419,620 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 20,250 20,250 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 41,538 83,076 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. 13 Aug 2024 4,931 424,824 (0%) 0% 3.5 17,406 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 20,250 429,755 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.65 per share. 13 Aug 2024 10,115 409,505 (0%) 0% 3.7 36,920 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.65 per share. 13 Aug 2024 8,265 201,291 (0%) 0% 3.6 30,167 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 15,525 15,525 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 23,162 46,324 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. 13 Aug 2024 5,540 211,276 (0%) 0% 3.5 19,556 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 15,525 216,816 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2024 23,162 209,556 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2024 157,895 157,895 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2024 157,894 315,789 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2024 65,058 130,117 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2024 65,059 65,059 - - Restricted Stock Units
William D. Hansen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2024 36,011 36,011 - - Restricted Stock Units
Bradley M. Fluegel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2024 36,011 36,011 - - Restricted Stock Units
James LaCamp Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2024 36,011 36,011 - - Restricted Stock Units
Eric Yanagi Director Other type of transaction at price $ 0.00 per share. 30 Jul 2024 36,011 346,219 (0%) 0% 0 Common Stock, $0.0001 par value
Shantanu Agrawal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2024 36,011 36,011 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 25,000 350,097 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 45,863 137,586 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 25,000 50,000 - - Restricted Stock Units
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. 13 May 2024 11,168 378,082 (0%) 0% 3.1 35,179 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 45,863 389,250 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon M. Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. 13 May 2024 6,710 343,387 (0%) 0% 3.2 21,137 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 27,092 81,270 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2024 27,092 196,968 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.15 per share. 13 May 2024 10,574 186,394 (0%) 0% 3.1 33,308 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2024 52,817 52,817 - - Restricted Stock Units
Shantanu Agrawal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Mar 2024 33,670 33,670 - - Restricted Stock Units
James LaCamp Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2024 27,675 27,675 - - Restricted Stock Units
William D. Hansen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2024 27,675 27,675 - - Restricted Stock Units
Eric Yanagi Director Other type of transaction at price $ 0.00 per share. 19 Jan 2024 27,675 310,208 (0%) 0% 0 Common Stock, $0.0001 par value
Fluegel M. Bradley Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2024 27,675 27,675 - - Restricted Stock Units
Ian Johnston See Remarks 29 May 2023 11,250 240,922 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 29 May 2023 11,250 0 - - Restricted Stock Units
Ian Johnston See Remarks 29 May 2023 4,574 236,348 (0%) 0% 2.2 10,246 Common Stock, par value $0.0001 per share
Simeon Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. 16 May 2023 6,048 255,313 (0%) 0% 2.5 15,180 Common Stock, par value $0.0001 per share
Simeon Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 25,000 261,361 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 11,250 239,697 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. 16 May 2023 3,336 236,361 (0%) 0% 2.5 8,373 Common Stock, par value $0.0001 per share
Simeon Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 25,000 75,000 - - Restricted Stock Units
Simeon Kohl Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 11,250 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. 16 May 2023 3,110 132,696 (0%) 0% 2.5 7,806 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 7,625 135,806 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 19,999 152,695 (0%) 0% 0 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. 16 May 2023 8,128 144,567 (0%) 0% 2.5 20,401 Common Stock, par value $0.0001 per share
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 7,625 0 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2023 19,999 0 - - Restricted Stock Units
Simeon Kohl Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2023 183,449 183,449 - - Restricted Stock Units
Simeon Kohl Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2023 183,449 366,898 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2023 108,362 108,362 - - Restricted Stock Units
Rohit Ramchandani Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 May 2023 108,362 216,724 - - Restricted Stock Units
William D. Hansen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2022 35,377 35,377 - - Restricted Stock Units
Bradley M. Fluegel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2022 35,377 35,377 - - Restricted Stock Units
James LaCamp Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Aug 2022 35,377 35,377 - - Restricted Stock Units
Eric Yanagi Director Other type of transaction at price $ 0.00 per share. 26 Aug 2022 35,377 282,533 (0%) 0% 0 Common Stock, $0.0001 par value
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2022 30,458 221,667 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2022 20,250 60,750 - - Restricted Stock Units
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2022 30,458 30,458 - - Restricted Stock Units
Simeon Kohl President Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.24 per share. 12 Aug 2022 5,704 228,447 (0%) 0% 2.2 12,777 Common Stock, par value $0.0001 per share
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2022 20,250 234,151 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl President Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.47 per share. 12 Aug 2022 7,766 213,901 (0%) 0% 2.5 19,182 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 12 Aug 2022 31,376 233,566 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 12 Aug 2022 12,500 37,500 - - Restricted Stock Units
Ian Johnston See Remarks 12 Aug 2022 31,376 31,376 - - Restricted Stock Units
Ian Johnston See Remarks 12 Aug 2022 5,013 229,672 (0%) 0% 2.2 11,229 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 12 Aug 2022 12,500 234,685 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 12 Aug 2022 11,381 222,185 (0%) 0% 2.5 27,997 Common Stock, par value $0.0001 per share
Simeon Kohl President Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Aug 2022 166,153 166,153 - - Restricted Stock Units
Ian Johnston See Remarks 08 Aug 2022 79,225 79,225 - - Restricted Stock Units
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 19,950 10,050 - - Restricted Stock Units
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 11,250 11,250 - - Restricted Stock Units
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 14,375 0 - - Restricted Stock Units
Simeon Kohl President Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.23 per share. 13 May 2022 5,244 191,209 (0%) 0% 2.2 11,694 Common Stock, par value $0.0001 per share
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 19,950 196,453 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl President Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.23 per share. 13 May 2022 2,958 176,503 (0%) 0% 2.2 6,596 Common Stock, par value $0.0001 per share
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 11,250 179,461 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl President Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.23 per share. 13 May 2022 3,733 168,211 (0%) 0% 2.2 8,325 Common Stock, par value $0.0001 per share
Simeon Kohl President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2022 14,375 171,944 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 11,875 187,308 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 11,250 11,250 - - Restricted Stock Units
Ian Johnston See Remarks 13 May 2022 11,875 0 - - Restricted Stock Units
Ian Johnston See Remarks 13 May 2022 7,408 202,190 (0%) 0% 2.2 16,446 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 19,950 209,598 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 4,099 189,648 (0%) 0% 2.2 9,100 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 11,250 193,747 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 4,811 182,497 (0%) 0% 2.2 10,680 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2022 19,950 10,050 - - Restricted Stock Units
Simeon Kohl See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2022 100,000 100,000 - - Restricted Stock Units
Simeon Kohl See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.88 per share. 16 Nov 2021 7,472 157,569 (0%) 0% 2.9 21,519 Common Stock, par value $0.0001 per share
Simeon Kohl See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Nov 2021 30,461 60,916 - - Restricted Stock Units
Simeon Kohl See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Nov 2021 30,461 165,041 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 16 Nov 2021 10,930 175,433 (0%) 0% 2.9 31,478 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 16 Nov 2021 31,377 186,363 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 16 Nov 2021 31,377 62,752 - - Restricted Stock Units
William D. Hansen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2021 16,741 16,741 - - Restricted Stock Units
Bradley M. Fluegel Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2021 16,741 16,741 - - Restricted Stock Units
James LaCamp Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2021 16,741 16,741 - - Restricted Stock Units
Eric Yanagi Director Other type of transaction at price $ 0.00 per share. 01 Sep 2021 16,741 247,156 (0%) 0% 0 Common Stock, $0.0001 par value
Harold T. Leach Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2021 50,000 50,000 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2021 81,000 81,000 - - Restricted Stock Units
Ian Johnston See Remarks 13 Aug 2021 50,000 50,000 - - Restricted Stock Units
Eric Yanagi Director Sale of securities on an exchange or to another person at price $ 5.05 per share. 04 Jun 2021 5,503 3,261,675 (6%) 0% 5.0 27,790 Common Stock, $0.0001 par value
Eric Yanagi Director Sale of securities on an exchange or to another person at price $ 4.83 per share. 04 Jun 2021 208,800 3,267,178 (6%) 0% 4.8 1,008,504 Common Stock, $0.0001 par value
Eric Yanagi Director Sale of securities on an exchange or to another person at price $ 5.05 per share. 04 Jun 2021 3,637 3,475,978 (6%) 0% 5.1 18,367 Common Stock, $0.0001 par value
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 18 May 2021 3,251 480,989 (0%) 0% 2.1 6,860 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 15,000 0 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 11,250 484,240 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 11,250 11,250 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 18 May 2021 4,334 491,655 (0%) 0% 2.1 9,145 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 15,000 495,989 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 18,750 0 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 18,750 128,272 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 18 May 2021 4,566 123,706 (0%) 0% 2.1 9,634 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 14,375 138,081 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 18 May 2021 3,501 134,580 (0%) 0% 2.1 7,387 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2021 14,375 14,375 - - Restricted Stock Units
Ian Johnston See Remarks 18 May 2021 15,000 0 - - Restricted Stock Units
Ian Johnston See Remarks 18 May 2021 11,875 11,875 - - Restricted Stock Units
Ian Johnston See Remarks 18 May 2021 4,107 154,986 (0%) 0% 2.1 8,666 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 May 2021 11,875 159,093 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 May 2021 5,171 147,218 (0%) 0% 2.1 10,911 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 May 2021 15,000 152,389 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.24 per share. 29 Apr 2021 2,639 109,522 (0%) 0% 2.2 5,911 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Apr 2021 11,250 112,161 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Apr 2021 11,250 22,500 - - Restricted Stock Units
Ian Johnston See Remarks 29 Apr 2021 11,250 141,178 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 29 Apr 2021 11,250 22,500 - - Restricted Stock Units
Ian Johnston See Remarks 29 Apr 2021 3,789 137,389 (0%) 0% 2.2 8,487 Common Stock, par value $0.0001 per share
William D. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2020 117,206 117,206 - - Restricted Stock Units
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2020 117,206 117,206 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2020 91,377 91,377 - - Restricted Stock Units
Ian Johnston See Remarks 30 Jul 2020 94,129 94,129 - - Restricted Stock Units
James LaCamp None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2020 117,206 117,206 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2020 11,250 476,779 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2020 11,250 22,500 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.76 per share. 18 May 2020 3,789 472,990 (0%) 0% 0.8 2,887 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2020 14,375 28,750 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.76 per share. 18 May 2020 3,371 100,911 (0%) 0% 0.8 2,569 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 May 2020 14,375 104,282 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 May 2020 11,875 134,753 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 May 2020 11,875 23,750 - - Restricted Stock Units
Ian Johnston See Remarks 18 May 2020 4,825 129,928 (0%) 0% 0.8 3,677 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.70 per share. 13 May 2020 5,394 465,529 (0%) 0% 0.7 3,797 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 15,000 15,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 15,000 470,923 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.70 per share. 13 May 2020 4,424 89,907 (0%) 0% 0.7 3,114 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 18,750 94,331 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 18,750 18,750 - - Restricted Stock Units
Ian Johnston See Remarks 13 May 2020 6,133 122,878 (0%) 0% 0.7 4,318 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 May 2020 15,000 15,000 - - Restricted Stock Units
Ian Johnston See Remarks 13 May 2020 15,000 129,011 (0%) 0% 0 Common Stock, par value $0.0001 per share
Eric Yanagi None Other type of transaction at price $ 0.00 per share. 05 May 2020 131,666 131,666 (0%) 0% 0 Common Stock, $0.0001 par value
Eric Yanagi None Other type of transaction at price $ 0.00 per share. 05 May 2020 98,749 230,415 (0%) 0% 0 Common Stock, $0.0001 par value
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Apr 2020 11,250 78,917 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Apr 2020 11,250 33,750 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.72 per share. 29 Apr 2020 3,336 75,581 (0%) 0% 0.7 2,402 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 29 Apr 2020 11,250 33,750 - - Restricted Stock Units
Ian Johnston See Remarks 29 Apr 2020 4,599 114,011 (0%) 0% 0.7 3,311 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 29 Apr 2020 11,250 118,610 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.97 per share. 07 Mar 2020 12,265 455,923 (0%) 0% 1.0 11,885 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2020 30,000 468,188 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2020 30,000 0 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.97 per share. 07 Mar 2020 3,336 67,667 (0%) 0% 1.0 3,233 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2020 11,250 0 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2020 11,250 71,003 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 07 Mar 2020 11,250 0 - - Restricted Stock Units
Ian Johnston See Remarks 07 Mar 2020 11,250 111,960 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 07 Mar 2020 4,600 107,360 (0%) 0% 1.0 4,457 Common Stock, par value $0.0001 per share
William D. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Nov 2019 78,947 78,947 - - Restricted Stock Units
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Nov 2019 78,947 78,947 - - Restricted Stock Units
Ian Johnston See Remarks 18 Jun 2019 15,000 105,763 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 Jun 2019 15,000 0 - - Restricted Stock Units
Ian Johnston See Remarks 18 Jun 2019 5,053 100,710 (0%) 0% 1.2 5,811 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 15,000 435,779 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 11,250 33,750 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 15,000 30,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.74 per share. 10 May 2019 3,789 438,188 (0%) 0% 1.7 6,593 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 11,250 441,977 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.74 per share. 10 May 2019 5,052 430,727 (0%) 0% 1.7 8,790 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 18,750 54,086 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 14,375 43,125 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 18,750 37,500 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.74 per share. 10 May 2019 3,371 59,753 (0%) 0% 1.7 5,866 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 May 2019 14,375 63,124 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.74 per share. 10 May 2019 5,337 48,749 (0%) 0% 1.7 9,286 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 10 May 2019 6,073 82,995 (0%) 0% 1.7 10,567 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 10 May 2019 15,000 89,068 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 10 May 2019 11,875 94,870 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 10 May 2019 4,107 90,763 (0%) 0% 1.7 7,146 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 10 May 2019 15,000 30,000 - - Restricted Stock Units
Ian Johnston See Remarks 10 May 2019 11,875 35,625 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 May 2019 45,000 45,000 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 May 2019 30,000 30,000 - - Restricted Stock Units
Ian Johnston See Remarks 02 May 2019 30,000 30,000 - - Restricted Stock Units
Ian Johnston See Remarks 02 May 2019 45,000 45,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.10 per share. 07 Mar 2019 12,264 420,779 (0%) 0% 2.1 25,754 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2019 30,000 433,043 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2019 30,000 30,000 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2019 11,250 38,672 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2019 11,250 11,250 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.10 per share. 07 Mar 2019 3,336 35,336 (0%) 0% 2.1 7,006 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 07 Mar 2019 11,250 11,250 - - Restricted Stock Units
Ian Johnston See Remarks 07 Mar 2019 4,599 74,068 (0%) 0% 2.1 9,658 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 07 Mar 2019 11,250 78,667 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 14 Feb 2019 2,915 27,422 (0%) 0% 2.2 6,413 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 14 Feb 2019 1,450 30,337 (0%) 0% 2.2 3,190 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 12 Feb 2019 1,012 31,787 (0%) 0% 2.2 2,226 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 12 Feb 2019 414 32,799 (0%) 0% 2.2 911 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 08 Feb 2019 2,842 33,314 (0%) 0% 2.2 6,252 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 08 Feb 2019 101 33,213 (0%) 0% 2.2 222 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.22 per share. 06 Feb 2019 9 36,156 (0%) 0% 2.2 20 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 06 Feb 2019 299 36,165 (0%) 0% 2.2 658 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 01 Feb 2019 4,052 36,464 (0%) 0% 2.2 8,914 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 01 Feb 2019 1,706 40,516 (0%) 0% 2.2 3,753 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 27 Sep 2018 200 42,222 (0%) 0% 2.2 440 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 27 Aug 2018 1,458 42,422 (0%) 0% 2.2 3,208 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 24 Aug 2018 1,034 43,880 (0%) 0% 2.2 2,275 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 13 Aug 2018 4,582 403,043 (0%) 0% 2.1 9,668 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 13,250 0 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 13,250 407,625 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 3,125 0 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.11 per share. 13 Aug 2018 761 44,914 (0%) 0% 2.1 1,606 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 3,125 45,675 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 Aug 2018 3,125 0 - - Restricted Stock Units
Ian Johnston See Remarks 13 Aug 2018 1,081 67,417 (0%) 0% 2.1 2,281 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 Aug 2018 3,125 68,498 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 09 Aug 2018 508 42,550 (0%) 0% 2.2 1,118 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. 15 Jul 2018 3,458 136,969 (0%) 0% 2.2 7,573 Common Stock
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2018 10,000 140,427 (0%) 0% 0 Common Stock
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2018 10,000 0 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 09 Jul 2018 1,305 44,753 (0%) 0% 2.2 2,871 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Sale of securities on an exchange or to another person at price $ 2.20 per share. 09 Jul 2018 1,695 43,058 (0%) 0% 2.2 3,729 Common Stock, par value $0.0001 per share
Todd R. Ford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2018 34,884 34,884 - - Restricted Stock Units
William D. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2018 34,884 34,884 - - Restricted Stock Units
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2018 34,884 34,884 - - Restricted Stock Units
Bruce E. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jun 2018 34,884 34,884 - - Restricted Stock Units
Ian Johnston See Remarks 18 Jun 2018 15,000 15,000 - - Restricted Stock Units
Ian Johnston See Remarks 18 Jun 2018 5,178 65,373 (0%) 0% 2.2 11,443 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 Jun 2018 15,000 70,551 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 15,000 45,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 15,000 399,563 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.91 per share. 11 May 2018 5,188 394,375 (0%) 0% 2.9 15,097 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 24,000 138,727 (0%) 0% 0 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.91 per share. 11 May 2018 8,300 130,427 (0%) 0% 2.9 24,153 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 24,000 72,000 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 18,750 50,455 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2018 18,750 56,250 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.91 per share. 11 May 2018 4,397 46,058 (0%) 0% 2.9 12,795 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 11 May 2018 15,000 45,000 - - Restricted Stock Units
Ian Johnston See Remarks 11 May 2018 5,068 55,551 (0%) 0% 2.9 14,748 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 11 May 2018 15,000 60,619 (0%) 0% 0 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 May 2018 60,000 60,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 May 2018 45,000 45,000 - - Restricted Stock Units
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 May 2018 160,000 160,000 - - Restricted Stock Units
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 May 2018 120,000 120,000 - - Restricted Stock Units
Jeffrey Haughton See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.01 per share. 12 Apr 2018 7,113 114,727 (0%) 0% 3.0 21,410 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.01 per share. 12 Apr 2018 20,567 121,840 (0%) 0% 3.0 61,907 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Apr 2018 20,567 41,134 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 57,500 57,500 - - Restricted Stock Units
Ian Johnston See Remarks 29 Mar 2018 47,500 47,500 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2018 30,000 60,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.86 per share. 07 Mar 2018 30,000 394,667 (0%) 0% 2.9 85,800 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.86 per share. 07 Mar 2018 10,104 384,563 (0%) 0% 2.9 28,897 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.86 per share. 07 Mar 2018 7,781 101,273 (0%) 0% 2.9 22,254 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2018 22,500 45,000 - - Restricted Stock Units
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.86 per share. 07 Mar 2018 22,500 109,054 (0%) 0% 2.9 64,350 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.86 per share. 07 Mar 2018 2,690 31,705 (0%) 0% 2.9 7,693 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.86 per share. 07 Mar 2018 11,250 34,395 (0%) 0% 2.9 32,175 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2018 11,250 22,500 - - Restricted Stock Units
Ian Johnston See Remarks 07 Mar 2018 11,250 50,218 (0%) 0% 2.9 32,175 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 07 Mar 2018 4,599 45,619 (0%) 0% 2.9 13,153 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 07 Mar 2018 11,250 22,500 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.65 per share. 05 Mar 2018 18,750 372,333 (0%) 0% 2.7 49,688 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.65 per share. 05 Mar 2018 7,666 364,667 (0%) 0% 2.7 20,315 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2018 18,750 0 - - Restricted Stock Units
Jeffrey Haughton See Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.65 per share. 05 Mar 2018 7,666 86,554 (0%) 0% 2.7 20,315 Common Stock, par value $0.0001 per share
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2018 18,750 0 - - Restricted Stock Units
Jeffrey Haughton See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.65 per share. 05 Mar 2018 18,750 94,220 (0%) 0% 2.7 49,688 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Mar 2018 5,750 0 - - Performance Stock Units
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.65 per share. 05 Mar 2018 2,351 23,145 (0%) 0% 2.6 6,230 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.65 per share. 05 Mar 2018 5,750 25,496 (0%) 0% 2.7 15,238 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 05 Mar 2018 5,750 41,319 (0%) 0% 2.7 15,238 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 05 Mar 2018 2,351 38,968 (0%) 0% 2.6 6,230 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 05 Mar 2018 5,750 0 - - Performance Stock Units
Lisa C. Im Chief Executive Officer Sale of securities on an exchange or to another person at price $ 2.88 per share. 12 Jan 2018 150,000 1,416,434 (2%) 0% 2.9 432,330 Common Stock, par value $0.0001 per share
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jan 2018 93,200 0 - - Stock option (right to buy)
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.50 per share. 12 Jan 2018 150,000 1,566,434 (3%) 0% 0.5 75,000 Common Stock, par value $0.0001 per share
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jan 2018 56,800 0 - - Stock option (right to buy)
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.50 per share. 11 Jan 2018 11,800 1,428,234 (2%) 0% 0.5 5,900 Common Stock, par value $0.0001 per share
Lisa C. Im Chief Executive Officer Sale of securities on an exchange or to another person at price $ 2.01 per share. 11 Jan 2018 11,800 1,416,434 (2%) 0% 2.0 23,683 Common Stock, par value $0.0001 per share
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jan 2018 11,800 93,200 - - Stock option (right to buy)
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Jan 2018 14,200 56,800 - - Stock option (right to buy)
Lisa C. Im Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.60 per share. 08 Jan 2018 40,450 1,416,434 (2%) 0% 1.6 64,716 Common Stock, par value $0.0001 per share
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Jan 2018 26,250 105,000 - - Stock option (right to buy)
Lisa C. Im Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.50 per share. 08 Jan 2018 40,450 1,456,884 (2%) 0% 0.5 20,225 Common Stock, par value $0.0001 per share
Jeffrey Haughton Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Oct 2017 60,000 60,000 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Oct 2017 40,000 40,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2017 13,250 13,250 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.85 per share. 13 Aug 2017 4,980 353,583 (0%) 0% 1.9 9,213 Common Stock, par value $0.0001 per share
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2017 13,250 358,563 (0%) 0% 0 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.85 per share. 13 Aug 2017 827 19,746 (0%) 0% 1.9 1,530 Common Stock, par value $0.0001 per share
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2017 3,125 3,125 - - Restricted Stock Units
Simeon Kohl Vice President of Healthcare Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2017 3,125 20,573 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 Aug 2017 3,125 36,744 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 Aug 2017 1,175 35,569 (0%) 0% 1.9 2,174 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 13 Aug 2017 3,125 3,125 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.91 per share. 15 Jul 2017 3,758 75,470 (0%) 0% 1.9 7,178 Common Stock
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2017 10,000 79,228 (0%) 0% 0 Common Stock
Ian Johnston See Remarks 18 Jun 2017 15,000 30,000 - - Restricted Stock Units
Ian Johnston See Remarks 18 Jun 2017 15,000 39,121 (0%) 0% 0 Common Stock, par value $0.0001 per share
Ian Johnston See Remarks 18 Jun 2017 5,502 33,619 (0%) 0% 2.5 13,865 Common Stock, par value $0.0001 per share
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Apr 2017 20,569 76,797 (0%) 0% 0 Common Stock
Jeffrey Haughton Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.29 per share. 12 Apr 2017 7,569 69,228 (0%) 0% 2.3 17,333 Common Stock
Harold T. Leach Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 40,000 40,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 60,000 60,000 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 40,000 40,000 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 60,000 60,000 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 96,000 96,000 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2017 64,000 64,000 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 18,750 18,750 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 18,750 336,361 (0%) 0% 0 Common Stock
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.71 per share. 06 Mar 2017 8,209 328,152 (0%) 0% 1.7 14,037 Common Stock
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 30,000 358,152 (0%) 0% 0 Common Stock
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. 06 Mar 2017 12,839 345,313 (0%) 0% 1.6 21,184 Common Stock
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 30,000 90,000 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.71 per share. 06 Mar 2017 8,209 46,688 (0%) 0% 1.7 14,037 Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 18,750 54,897 (0%) 0% 0 Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 18,750 18,750 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 30,000 90,000 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. 06 Mar 2017 12,374 64,314 (0%) 0% 1.6 20,417 Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 30,000 76,688 (0%) 0% 0 Common Stock
Jeffrey Haughton Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. 06 Mar 2017 9,500 56,228 (0%) 0% 1.7 15,675 Common Stock
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 22,500 65,728 (0%) 0% 0 Common Stock
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 18,750 51,437 (0%) 0% 0 Common Stock
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 18,750 18,750 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Mar 2017 22,500 67,500 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.71 per share. 06 Mar 2017 8,209 43,228 (0%) 0% 1.7 14,037 Common Stock
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2016 13,250 26,500 - - Restricted Stock Units
Harold T. Leach Chief Compliance Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2016 13,250 41,824 - - Common Stock
Harold T. Leach Chief Compliance Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 12 Aug 2016 4,980 36,844 - - Common Stock
Hakan L. Orvell Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 12 Aug 2016 4,839 36,147 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2016 12,875 40,986 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Aug 2016 12,875 25,750 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Jul 2016 3,758 6,242 - - Common Stock
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2016 10,000 20,000 - - Restricted Stock Units
Jeffrey Haughton Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2016 10,000 10,000 - - Common Stock
William D. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2016 46,296 129,586 - - Common Stock
Todd R. Ford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2016 46,296 139,586 - - Common Stock
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2016 46,296 86,334 - - Common Stock
Bruce E. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2016 46,296 121,814 - - Common Stock
Jeffrey Haughton Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Apr 2016 82,270 82,270 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2016 37,500 75,000 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 09 Mar 2016 17,159 28,111 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2016 37,500 45,270 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2016 37,500 75,000 - - Restricted Stock Units
Harold T. Leach Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 07 Mar 2016 16,922 28,574 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2016 37,500 45,496 - - Common Stock
Jeffrey Haughton Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2016 37,500 75,000 - - Restricted Stock Units
Jeffrey Haughton Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 07 Mar 2016 17,180 28,845 - - Common Stock
Jeffrey Haughton Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Mar 2016 37,500 46,025 - - Common Stock
Harold T. Leach Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Feb 2016 120,000 120,000 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Feb 2016 120,000 120,000 - - Restricted Stock Units
Jeffrey Haughton Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Feb 2016 60,000 60,000 - - Employee Stock Option (right to buy)
Jeffrey Haughton Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Feb 2016 90,000 90,000 - - Restricted Stock Units
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2015 13,250 13,250 - - Common Stock
Harold T. Leach Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 14 Aug 2015 5,254 7,996 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2015 13,250 39,750 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2015 12,875 38,625 - - Restricted Stock Units
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2015 12,875 12,875 - - Common Stock
Hakan L. Orvell Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 14 Aug 2015 5,105 7,770 - - Common Stock
William D. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Aug 2015 24,590 33,290 - - Common Stock
Todd R. Ford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Aug 2015 24,590 43,290 - - Common Stock
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Aug 2015 24,590 46,785 - - Common Stock
Bruce E. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Aug 2015 24,590 33,290 - - Common Stock
Lisa C. Im Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2015 10,800 1,416,434 - - Common Stock
William C. Kessinger Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Sep 2014 997,392 13,500,878 - - Common Stock, par value $0.0001 per share
Brian P. Golson Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Sep 2014 997,392 13,500,878 - - Common Stock, par value $0.0001 per share
John Paik Chief Marketing Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2014 32,000 32,000 - - Restricted Stock Unit
Harold T. Leach Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2014 53,000 53,000 - - Restricted Stock Unit
Hakan L. Orvell Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2014 51,500 51,500 - - Restricted Stock Unit
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jul 2014 35,222 35,222 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jul 2014 35,222 80,789 - - Stock Option (right to buy)
Harold T. Leach Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Jul 2014 35,222 0 - - Common Stock
Hakan L. Orvell Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Jul 2014 19,025 0 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Jul 2014 19,025 19,025 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Jul 2014 19,025 103,197 - - Stock Option (right to buy)
Harold T. Leach Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jul 2014 16,300 0 - - Common Stock
Harold T. Leach Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jul 2014 25,278 0 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jul 2014 3,960 157,297 - - Stock Option (right to buy)
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jul 2014 25,278 25,278 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jul 2014 25,278 116,019 - - Stock Option (right to buy)
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jul 2014 16,300 16,300 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jul 2014 3,960 3,960 - - Common Stock
Harold T. Leach Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jul 2014 3,960 0 - - Common Stock
Harold T. Leach Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jul 2014 16,000 141,297 - - Stock Option (right to buy)
William C. Kessinger Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Jun 2014 1,211,632 14,498,270 - - Common Stock, par value $0.0001 per share
Brian P. Golson Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Jun 2014 1,211,632 14,498,270 - - Common Stock, par value $0.0001 per share
William D. Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2014 8,700 8,700 - - Common Stock
Todd R. Ford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2014 8,700 18,700 - - Common Stock
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2014 8,700 22,195 - - Common Stock
Bruce Hansen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 May 2014 8,700 8,700 - - Common Stock
Bradley M. Fluegel None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Feb 2014 13,495 13,495 - - Common Stock
Jon D. Shaver Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2014 22,000 499,669 - - Stock Option (right to buy)
Jon D. Shaver Director, See Remarks Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Jan 2014 22,000 338,987 - - Common Stock
Jon D. Shaver Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jan 2014 22,000 360,987 - - Common Stock
Jon D. Shaver Director, See Remarks Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Dec 2013 125,000 338,987 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2013 28,197 0 - - Stock Option (right to buy)
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2013 21,803 50,000 - - Common Stock
Hakan L. Orvell Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Dec 2013 50,000 0 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2013 28,197 28,197 - - Common Stock
Hakan L. Orvell Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Dec 2013 21,803 138,197 - - Stock Option (right to buy)
David J. Ament Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Nov 2013 1,980,322 15,709,902 - - Common Stock, par value $0.0001 per share
William C. Kessinger Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Nov 2013 1,980,322 15,709,902 - - Common Stock, par value $0.0001 per share
Brian P. Golson Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Nov 2013 1,980,322 15,709,902 - - Common Stock, par value $0.0001 per share
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters